Search Result

401 - 420 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy