Search Result

401 - 420 of 1474 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements