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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

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LR 5.2 Cancelling listing

COND 1.1A Application

SUP 11.5 Notifications by firms

MCOB 5.5 Provision of illustrations

PERG 13.3 Investment Services and Activities

LR 3.3 Shares

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COCON 2.3 Firms: training and breaches

EG 7.6 Private warnings

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

BIPRU 1.3 Applications for advanced approaches and waivers

INSPRU 1.5 Internal-contagion risk

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 4.6 The IRB approach: Retail exposures

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

IFPRU 2.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 4.7 The section 297 power to revoke recognition

PR 3.1 Approval of prospectus