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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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Similar To

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

FIT 1.3 Assessing fitness and propriety

SUP 6.1 Application, interpretation and purpose

PERG 8.3 Financial promotion

CONC 1.2 Who? What? Where?

CONC 14.1 Application

COLL 6.12 Risk management policy and risk measurement

SYSC 13.3 Other related Handbook sections

PERG 15.3 Payment Services

PERG 8.10 Types of financial promotion

CREDS 2.2 General provisions

BIPRU 8.6 Consolidated capital resources

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration