Search Result

241 - 260 of 1601 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

…

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

…