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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

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MAR 1.2 Market Abuse: general

MAR 1.3 Market abuse (insider dealing)

MAR 1.4 Market abuse (improper disclosure)

COLL 5.2 General investment powers and limits for UCITS schemes

REC 4.2D Suspension and removal of financial instruments from trading

TC 2.1 Assessing and maintaining competence

REC 2.5 Systems and controls and conflicts

SYSC 5.2 Certification regime

ICOBS 8.4 Employers’ Liability Insurance

SYSC 3.2 Areas covered by systems and controls

PERG 13.7 The territorial application of MiFID

CREDS 2.2 General provisions

LR 13.5 Financial information in Class 1 Circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading