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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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