Search Result

481 - 500 of 1514 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application