Search Result

141 - 160 of 1624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission