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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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FEES 6.4 Management expenses

REC 4.7 The section 297 power to revoke recognition

FEES 11.2 Pensions guidance providers’ levy

SUP 9.2 Making a request for individual guidance

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 16.4 Annual controllers report

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

IFPRU 8.2 Large Exposures

REC 3.4 Key individuals and internal organisation

DISP 1.10A Complaints data publication rules

REC 4.2C Control over a UK RIE

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy