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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

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