Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

…

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

…

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

…

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

…

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

TC 1.1 Who, what and where?

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

PERG 4.1 Application and purpose

PERG 4.15 Mortgage activities carried on by 'packagers'

REC 3.13 Delegation of relevant functions

IPRU-INV 12.1 APPLICATION AND PURPOSE

SUP 21.1 Form of waiver for energy market participants

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

REC 2.13 Promotion and maintenance of standards

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COBS 11.8 Recording telephone conversations and electronic communications

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach