Search Result

721 - 740 of 1569 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People