Search Result

681 - 700 of 1481 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

As Published: 2005

LR 19.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing