Search Result

541 - 560 of 1467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background