Search Result

441 - 460 of 1361 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities