Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES App 1 Annex 2 Further information on fees

MAR 1.1 Application and interpretation

FEES 6.5 Compensation costs

CASS 7.19 Clearing member client money sub-pools

GEN 5.1 Application and purpose

COND 1.1A Application

COLL 7.7 UCITS mergers

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 12.4 Application of EU Directives

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

PERG 4.1 Application and purpose

EG 19.20 Payment Services Regulations 2009

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

GEN 6.1 Payment of financial penalties