Search Result

361 - 380 of 1673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

EG 19.30 The Mortgage Credit Directive Order 2015

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order 2015

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints