Search Result

341 - 360 of 1490 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies