Search Result

341 - 360 of 1474 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus