Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.3 Applying for a waiver

SUP 10A.13 Application for approval and withdrawing an application for approval

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

SUP 3.11 Review of auditor’s client assets report

IFPRU 11.5 Intra-group financial support

BIPRU 8.1 Application

IFPRU 11.7 Notifications

COCON 1.2 Investments

PERG 8.6 Communicate

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 10A.14 Changes to an FCA-approved person's details

DISP App 1.6 Valuing Relevant Benefits

MCOB 6.9 Regulated sale and rent back agreements

SUP App 3.6 Freedom to provide services

PR 3.1 Approval of prospectus

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

CONC 12.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy