Search Result

141 - 160 of 1529 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce