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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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