Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CASS 11.3 Responsibility for CASS operational oversight

PERG 9.3 The definition

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SYSC 19D.1 Application and purpose

SYSC 19A.1 General application and purpose

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 1.1 Application

SUP 3.2 Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

COND 1.3 General

LR 12.4 Purchase of own equity shares

REC 3.6 Constitution and governance

FEES 6.5A The retail pool

FEES 6.4 Management expenses

COLL 9.3 Section 272 recognised schemes

SUP 18.1 Application

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points