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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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ICOBS 2.5 Exclusion of liability, conditions and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

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PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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