Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 9.1 Application and purpose

IFPRU 11.3 Group recovery plans

PERG 9.7 The investment condition: the 'reasonable investor'

EG 5.5 The settlement discount scheme

SUP 8A.2 Introduction and conditions

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 10.8 Miscellaneous

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 17.3 Reporting channels

SUP 10C.5 FCA governing functions

DEPP 2.3 Decision notices and second supervisory notices

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

CASS 12.2 Treatment of client money

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation