Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

…

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

…

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 12.3 Rights under a personal pension scheme

DISP 1.4 Complaints resolution rules

BIPRU 7.11 Credit derivatives in the trading book

BIPRU 11.2 Basis of disclosures

PERG 9.5 The property condition (section 236(2) of the Act)

REC 6A.2 Removal of passport rights from EEA market operator

MCOB 5.1 Application

SYSC 20.2 Reverse stress testing requirements

PERG 10.3 Pension Scheme Trustees

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DEPP 6.5D Serious financial hardship

CONC 3.7 Financial promotions and communications: credit brokers

MAR 5.7 Pre-trade transparency requirements for shares

IFPRU 4.6 Internal ratings based approach: probability of default

CREDS 9.1 Application and purpose