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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

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