Search Result

661 - 680 of 1056 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2014

DTR 1C.2 Modifying rules and consulting the FCA

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees