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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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