Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 1.3 Applications for advanced approaches and waivers

MAR 1.2 Market Abuse: general

COBS 11.4 Client limit orders

PRIN 4.1 Principles: MiFID business

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COBS 13.5 Preparing product information: other projections

PERG 10.4A The application of EU Directives

FIT 2.1 Honesty, integrity and reputation

LR 15.3 Listing applications and procedures

MCOB 1.3 General application: where?

IFPRU 8.2 Large Exposures

COLL 7.2 Suspension and restart of dealings

SUP 11.6 Subsequent notification requirements by firms

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

BIPRU 7.4 Commodity PRR

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy