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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

As Published: 2015

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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