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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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