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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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