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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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PR App 1.1

As Published: 2005

PR App 1.1

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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LR 8.3 Role of a sponsor: general

SUP 17.1 Application

LR 4.4 Miscellaneous

LR 1.3 Information gathering and publication

PR 2.3 Minimum information to be included in a prospectus

COLL 6.9 Independence, names and UCITS business restrictions

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

SUP 16.17 Remuneration reporting

BIPRU 12.2 Adequacy of liquidity resources

PERG 7.3 Does the activity require authorisation?

PR 2.2 Format of prospectus

REC 2.14 Rules and consultation

BIPRU 3.4 Risk weights under the standardised approach to credit risk

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading