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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR App 2.1

As Published: 2005

LR App 2.1

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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