Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

…

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

…

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 8.23 Regulated activities

REC 6.8 Powers to supervise

EG 19.13 The Consumer Protection Co-operation Regulation26

EG 7.6 Private warnings

PERG 5.3 Contracts of insurance

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 13.2 General

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 15.7 Form and method of notification

SUP 3.7 Notification of matters raised by auditor

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)