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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement