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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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Effective Period

Similar To

IFPRU 4.2 Standardised approach

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

MCOB 5.4 Information on regulated mortgage contracts: general

LR 3.3 Shares

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COLL 5.3 Derivative exposure

DTR 7.1 Audit committees

PERG 5.12 Link between activities and the United Kingdom

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SUP 16.12 Integrated Regulatory Reporting

SUP 8.3 Applying for a waiver

SUP 13A.1 Application and purpose

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy