Search Result

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

…

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

…

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 1A.3 The FCA's approach to supervision

PRIN 3.4 General

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

PERG 8.33 Introducing

PERG 7.2 Introduction

COBS 19.1 Pension transfers, conversions, and opt-outs

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

CONC 3.7 Financial promotions and communications: credit brokers

DEPP 6A.2 Deciding whether to take action

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

DTR 1.4 Suspension of trading

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 17.7 Examples

PERG 8.5 In the course of business

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts