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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

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MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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