Search Result

301 - 320 of 1627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

CONC 6.2 Assessment of creditworthiness: during agreement

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases