Search Result

441 - 460 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 7.2 Alternatives to financial penalties and public censures

As Published: 2015

EG 7.2 Alternatives to financial penalties and public censures

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information