Search Result

221 - 240 of 1394 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application