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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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PR App 3.1

As Published: 2005

PR App 3.1

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

EG 10.1 Introduction

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 4.3 Appointment of actuaries

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 5.3 Policy on the use of skilled persons

PR 2.2 Format of prospectus

SUP 10C.11 Statements of responsibilities

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 11.4 Requirements on firms

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy