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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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BIPRU 8.5 Basis of consolidation

APER 3.1 Introduction

DEPP 7.2 Interviews

COLL 6.12 Risk management policy and risk measurement

COLL 8.5 Powers and responsibilities

DEPP 8.2 Use of the own-initiative variation of approval power: general

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

GENPRU 3.2 Third-country groups

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

CASS 7.10 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach