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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2014

CONC 11.2 Right of withdrawal: P2P agreements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

CONC 2.1 Application

As Published: 2014

CONC 2.1 Application

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation