Search Result

121 - 140 of 1494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules