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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

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SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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Similar To

EG 19.1 Introduction

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

FEES 1.1 Application and Purpose

COLL 4.1 Introduction

GEN 2.2 Interpreting the Handbook

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 10C.10 Application for approval and withdrawing an application for approval

DTR 8.5 Supervision of primary information providers

SUP 10C.14 Changes to an FCA-approved person’s details

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 8.14 Other financial promotions