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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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CONC 7.5 Pursuing and recovering repayments

As Published: 2014

CONC 7.5 Pursuing and recovering repayments

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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IFPRU 1.4 EU CRR permissions

IFPRU 1.5 Notification of FINREP reporting

LR 19.5 Disclosures

LR 16.3 Listing applications

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 4.10 The timeframe for responding to information and document requirements

DTR 1.4 Suspension of trading

SUP 8A.1 Application, purpose and interpretation

PERG 8.28 Advice or information

EG 4.8 Scoping discussions

IFPRU 5.2 Advanced Measurement Approach permission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

EG 9.5 Prohibition orders against other individuals

DTR 8.3 Criteria for approval as a primary information provider

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 7.5 Pursuing and recovering repayments

MAR 1.4 Market abuse (improper disclosure)

DTR 1.3 Information gathering and publication

SYSC 18.4 The whistleblowers’ champion